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Risk Consultant

Posted about 1 month ago

  • Expiry Date: 26 September 2022
  • Referral:

Job Description:


** This role requires that all successful applicants be fully vaccinated against COVID-19 as a condition of engagement, and provide proof of such vaccination(s) within 3 days of commencement of services. **

Top 3 Skills/Experience:

  • SOX ICFR knowledge

  • External audit / internal audit experience

  • Working knowledge of investment management

  • The FinRiA Internal Controls - Director Investment Management role is responsible for managing the assurance work pursuant to the Sarbanes Oxley 404 ('SOX') regulations focused on the Investment Management business segment. In this role, you will gain an understanding of this dynamic business segment and have an opportunity to learn about the organization's business, risks and internal control environment. As the manager for this function, you will play an important role by applying your knowledge of the business when assessing the design and operating effectiveness of controls. We leverage leading-edge technologies and advanced data analytics to achieve high quality results and to continually enhance our assurance work.

  • Successfully leading this function requires the ability to coach and develop team members effectively, work collaboratively with colleagues and stakeholders around the world, analyze complex issues and develop a point of view on key trends and impact to the control environment, use data and insights to inform conclusions and support decision-making, and stay abreast of business and external developments

The ideal candidate should exhibit the following knowledge and skills:

  • Bachelor's degree in Finance, Accounting, Business Administration or Economics

  • Minimum of 6 years' experience in financial services, Investment Management or Big 4 consulting

  • Technical knowledge of SOX, US GAAP and PCAOB standards

  • Experience and a proven track record leading and directing risk management procedures, inclusive of understanding accounting and auditing practices as well as use of technology tools for planning, design assessment and performance of operating effectiveness testing

  • Proven track record in the execution of scoping methodology, testing strategy, and integrated SOX and operational risk framework

  • Familiarity with control evaluation and testing methodologies and best practices

  • Proven ability to lead a team, generating a strategic vision, establishing direction, motivating team members, creating an atmosphere of trust and leveraging diverse views

  • Using available technical resources to research and expand knowledge to enhance work product and create innovation

  • Extensive work experience in operational risk/control-based roles, with proven ability to anticipate and identify risks and effective mitigants

  • Excellent communication skills, both verbal and written; ability to produce concise and effective presentations and to present ideas or findings in a persuasive and succinct manner

About ASK: ASK Consulting is an award-winning technology and professional services recruiting firm servicing Fortune 500 organizations nationally. With 5 nationwide offices, two global delivery centers, and employees in 42 states-ASK Consulting connects people with amazing opportunities

ASK Consulting is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all associates.