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Business Analyst

Posted 10 days ago

  • Expiry Date: 17 October 2022
  • Referral:

Job Description:

  • Act as client's main point of contact pre-trade execution.

  • Responsible for onboarding new and organic clients, ensuring that all documents are received, accounts, reports and entitlements are set up prior to the client's scheduled launch date.

  • Work with BU and clients to help prioritize accounts.

  • Stepping in to move the process forward, as required.

  • Single Point of Contact & Escalation for Clients & Internally

  • Reduce multiple touch points and entry points into the firm.

  • Knows the client, can have the difficult conversations, correct contacts to get what we need to ensure the client is appropriately set up.

  • Ensures any client issues are promptly surfaced, escalated, and resolved in a timely manner

Subject Matter Expert:

  • Know and understand entity structures, regulatory requirements, jurisdictions, and our own process flow.

  • Collaboration with Business Units and IT to identify, drive and implement process improvements and technology solutions.

  • Provides Value Added Education.

  • Proactive regulatory discussions in relation to On-Boarding (FINRA 2111, FINRA 4210, deemed ISDA etc).


  • 2+ years of experience in financial industry within onboarding and/or operational related roles.

  • Technical understanding of transaction life cycle in one or more asset classes (Equity & FI Cash, Rates, Credit and Equity OTC Derivatives, OTC Clearing, Listed Derivatives, FX, Loans, Sec Lending, Commodities).

  • Very strong interpersonal and communication skills with the ability to deal with Sales and Trading, all levels of the client organization and representatives.

  • Client facing experience & ability to manage expectations effectively

  • Proven experience with external institutional client communication and interaction

  • Exceptional problem-solving ability

  • Exceptional organizational skills

  • Strong listening and verbal/written communications

  • Strong presentation skills

  • Ability to independently navigate the organization

  • Ability to work within a quickly changing environment and remain composed under pressure.

  • Conceptual understanding of Pre & Post Execution Onboarding process across various products (Legal, Credit, Docs, NMR, Compliance etc.)

  • Ability to work as part of a team and adapt to the needs of the team as they arise.

  • College/University degree or equivalent with a business focus and relevant/proven experience.

  • Bachelor's degree required.

About ASK: ASK Consulting is an award-winning technology and professional services recruiting firm servicing Fortune 500 organizations nationally. With 5 nationwide offices, two global delivery centers, and employees in 42 states-ASK Consulting connects people with amazing opportunities.

ASK Consulting is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all associates.