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Business Analyst

Posted about 1 month ago

  • Expiry Date: 13 August 2022
  • Referral:

Job Description:

  • - Hybrid:

  • ** This role requires that all successful applicants be fully vaccinated against COVID-19 as a condition of engagement, and provide proof of such vaccination(s) within 3 days of commencement of services. **

Top 3 Skills:

  • 1-2 years' financial industry experience

  • Strong Microsoft Office skills, specifically Microsoft Excel (v-lookup, pivot tables)

  • Exceptional problem solving skills; ability to offer strategic solutions to problems

  • This role updates client data, conducts regulatory checks for accounts and works with multiple downstream teams to ensure all regulatory requirements are satisfied.

  • The role liaises with many teams including risk, documentation, connectivity, regulatory, margin, and interest.

  • The group is responsible for several Non-KYC regulatory programs and checks from front to back as well as project work related to the regulatory environment.

  • Refresh data and documentation for existing clients on an ongoing basis including at periodic reviews

  • Update firm systems and databases with information / documentation obtained from clients

  • Handle inquiries and ad hoc requests from internal clients including Compliance where required

  • Perform remediation or uplift of client records to required standards where needed in line with defined procedures

  • Produce high quality error free work independently on a timely basis with at expected throughput rates

  • Ability to handle volume spikes and prioritize work including ad-hoc requests and projects to meet business demands in a timely manner

  • Respond to change e.g. regulation change, new business and/or technology projects.

  • Assist manager(s) in providing status updates to management on a regular basis to create transparency and to reduce risks.

  • Coordinate and execute projects related to client onboarding and regulatory data with global team members

  • Monitor onboarding queues, and advise internal stakeholders on outstanding regulatory requirements

  • Face-off with key stakeholders in the onboarding process, including Business Units, Compliance, Risk, etc. to manage day-to-day Run-The-Bank (RTB) functions of NCNB including regulatory & product documentation for client on-boarding, data management, and data quality management.

  • Review and respond appropriately to exception reports and management reports designed to help manage risk (regulatory risk, operational risk, etc), workload, and performance of staff.

  • Improve quality and effectiveness of these reports and coordinate with others to establish new reports where needed.

  • Perform Quality Assurance (QA) checks on a regular basis, address issues identified in QA checks, and improve existing QA checks.

  • Perform user acceptance testing for enhancements to technology-based processes, controls, and applications.

  • Create, improve and maintain written procedures.

  • Respond to inquiries from Legal and Compliance, Internal Audit, and regulators.

About ASK: ASK Consulting is an award-winning technology and professional services recruiting firm servicing Fortune 500 organizations nationally. With 5 nationwide offices, two global delivery centers, and employees in 42 states-ASK Consulting connects people with amazing opportunities.

ASK Consulting is an equal opportunity employer. We celebrate diversity and are committed to creating an inclusive environment for all associates.